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Securities Act
Results: 34055

#	Item
921	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-30 14:03:12 New York City Self-regulatory organizations Financial economics 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act American Stock Exchange New York Stock Exchange Security Stock market United States securities law Economy of the United States
922	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 12, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-12 17:07:22 Financial system Chicago Board Options Exchange Options Clearing Corporation Option Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Investment Finance
923	The information provided herein is such that Proventus Capital Partners III AB (publ) is obligated to disclose pursuant to the Securities Markets Act (SFS 2007:528) and/or the The Financial Instruments Trading Act (SFS 1 Add to Reading List Source URL: www.proventus.se Language: English - Date: 2015-04-09 08:12:55 Financial capital Debenture Sub Economics Sweden Proventus Robert Weil Microeconomics
924	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-3997; January 14, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-14 16:26:56 Business Economics 76th United States Congress Investment Advisers Act Financial adviser
925	Concept Release; Request for Comments: Concept Release on Equity Market Structure Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-01-15 16:59:47 Finance NYSE Euronext New York Stock Exchange High-frequency trading NASDAQ Regulation NMS Euronext Stock market Securities Exchange Act Financial markets Financial economics Investment
926	CODE OF CONDUCT FOR INTERMEDIARIES (March Section 1 Add to Reading List Source URL: www.icc-cpi.int Language: English - Date: 2014-04-15 07:40:27 Securities India Securities and Exchange Board of India Act
927	Amicus Brief: Nanopierce Technologies, Stephen Seitz, Jane Seitz, Kathy Knight-McConnel, James Stock, Marueen O'Sullivan, Helen Kolada vs. The Depositary Trust and Clearing Corporation, The Depository Trust Company, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-06 12:52:42 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Central Securities Depositories Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Depository Trust & Clearing Corporation Financial economics Financial system Finance
928	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. PCAOBFebruary 12, 2014 Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules, Standards for Attestation Engageme Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-12 18:00:07 Corporate governance Finance United States corporate law United States securities law Economy of the United States Public Company Accounting Oversight Board Net capital rule Sarbanes–Oxley Act Audit Auditing Accountancy Business
929	The present English text is furnished for information purposes only. The original Polish text published in the Journal of Laws is binding in all respects. REGULATION OF THE MINISTER OF FINANCE1) on the disclosure of info Add to Reading List Source URL: www.knf.gov.pl Language: English - Date: 2015-04-26 03:12:47 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Financial system Economics Insider trading Regulation S-K United States securities law Stock market Financial regulation
930	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEMay 21, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 14:44:02 Finance Commodity Futures Trading Commission Options Clearing Corporation Futures contract Commodity Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Confédération Fiscale Européenne

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